platform.finwebtech.comFinancial Web Technologies – FinWebTech is a Service as a Solution (SAAS) software firm headquartere

d in Miami, Florida. FinWebTech’s products are geared towards the financial services industry with Catalyst being its premier and flagship product. Toll Free: 1-800-980-0959 Direct: 786-800-9872Services Products Catalyst Tools Contact Blog Demo FinWebTech is a Service as a Solution (SAAS) software firm headquartered in Miami, Florida. FinWebTech’s products are geared towards the financial services industry with Catalyst being its premier and flagship product. Learn About Catalyst Compliance With the increased costs of compliance, increased regulatory risk and the declining bottom line, Financial services firms are constantly seeking ways to improve their operations and compliance through process automation, however many firms don’t have the resources to achieve this daunting idea. FinWebTech’s applications are designed for optimum efficiency meeting the needs of many financial institutions. Products and Services FinWebTech provides automated technology solutions for the financial community including Broker Dealers, Registered Investment Advisors, Banks and other financial institutions to enhance processes by increasing efficiency, reducing risk, and creating effective management tools.FinWebTech was created based on a visible need in the industry for an automated solution encompassing the entire scope of necessities for the financial community. FinWebTech’s applications are developed based on experienced industry professionals design including C-level Operations and Compliance Officers and ex-regulators from FINRA and the SEC. About FinWebTech FinWebTech’s products are geared towards the financial services industry with Catalyst being its premier and flagship product. HISTORY TEAM Compliance officers today are under increased pressure from regulators. It is impossible for compliance officers to achieve perfection in their compliance program without sufficient resources. Regulators are expecting more from firms, compliance departments and compliance officers with new rules and regulations and the increase in available data. Compliance officers are also fearful of personal liability and are looking for solutions to help minimize their risk with technology based tools. Most compliance departments are receiving paper based reports to be analyzed manually which are inefficient, costly and prone to error. FinWebTech was started based on the needs of one such Chief Compliance Officer who was in search of a cost effective automated compliance solution to make compliance programs more efficient, robust and minimize overall risk. The Catalyst automated compliance system was developed to provide all firms with access to technology through a low cost but highly effective solution. FinWebTech’s mission is to provide high quality compliance automation tools to firms of all sizes. To do this FinWebTech has priced the application so that small, medium and large firms have access to this much needed technology with low set up and monthly fees. FinWebTech’s Catalyst Automated Compliance Solution is unique in that it was designed by an experience compliance officer who took the major components of compliance (Supervision, Monitoring, Risk Management) and developed a system through the eyes of compliance for compliance. Don Lee, CAMS, MBA Founder and Chief Executive Officer Don has over 15 years of experience in the financial services industry. His experience started with the design of a self directed online broker dealer application WallStreet*E which won several accolades from Smart Money and Barons in their respective annual ‘Best of the Web’ rankings. Don’s experience expanded into the design of a Broker Work Station application for Independent Brokers and an Intranet to automate the firm’s back office processes. Don’s experience also encompassed managing the equity and options trading desk and broker dealer operations. Don’s experience expanded into C-level roles as the Chief Operations Officer and Chief Compliance Officer/ AMLCO. Don’s diverse experience between technology and broker dealer operations and compliance has given him the unique talent to marry the two creating a technology solution with real life tools and experience. Mark Edwards Chief Technology Officer With over 30 years of experience developing software, Mark Edwards is skilled in all aspects of software development. Since 1994 he has been focusing on Internet-related work, specializing in back-end systems for ecommerce web sites. Mark’s Internet experience goes back as far as 1982, when he began working with early Internet systems at New York University. Mark has worked with a variety of companies and organizations, including major Investment Banks, Insurance Companies, Media Research firms and New Media agencies. His knowledge includes a thorough understanding of the SQL Server query language, HTML, Javascript, Java, PERL, and C/C++, along with many other languages. His systems experience runs the gamut from small Windows networks to large UNIX servers and IBM Mainframes. Marlo Fullerton Marlo Fullerton is a senior software developer with over 25 years of experience developing web applications from back-end to front-end and database design. Project management including analysis, design and testing. She has become skilled in a wide range of programming languages and environments including LAMP, .NET Framework, C/C#, PHP, Python, PERL, Javascript, MS SQL Server, Oracle and MySQL. Michael Fullerton With over 25 years of experience, Michael Fullerton is skilled in developing website applications and specializes in back-end systems and processes along with network and system administration. He has experience with various environments and languages including LAMP, Windows Servers, IIS, AS/400, ETL development, C#, ASP, PHP, Bash, Python and Perl. Database administration with various DB servers including MS SQL Server, PostgreSQL, and MySQL. Services Many financial institutions want to automate business process through process automation, but don’t know where to start. Consulting Services FinWebTech provides consulting services to financial services firms for business process automation to enhance their operations and compliance programs. Customized Solutions FinWebTech can create customized applications for financial institutions to enhance their current systems, or automate processes to maximize efficiency and reduce costs. White Labeling Services FinWebTech provides white labeling services for customers to private label the applications with customer’s logos and color backgrounds for added marketing benefits. Products FinWebTech’s products are geared towards the financial services industry with Catalyst being its premier and flagship product. Catalyst is an Automated Compliance Solution designed to give compliance officers a 360 degree view of their firm’s compliance program while simultaneously identifying and managing risk. Catalyst provides firms with a complete suite of tools designed to automate transaction monitoring and enhance compliance programs. These tools includes transaction monitoring for AML, Trading, and Risk, Customer Risk Rating, Supervisory Controls and Task Management, Trade Blotter Management, Advisory Rules, Document Repository and Reporting. Catalyst is a highly customizable application that meets the firm’s unique business and risk. Catalyst can be used in firms that have a centralized supervisory structure where supervision is conducted from the OSJ; or a vertical supervisory structure where supervision is conducted from the field such as branch office managers. Catalyst is an evolving application with new tools and features being added with the goal to be an ‘all in one’ application for the industry. Catalyst was designed by Compliance for Compliance. Catalyst Brochure Browse our current product brochure for more information on Catalyst. This brochure can be saved as a PDF, emailed, printed and shared. Download Brochure Catalyst Tools Catalyst provides firms with a...